| PRIVACY
STATEMENT
Securities
& Exchange Commission Regulation S-P
We recognize the importance
of protecting your privacy and we have policies
in place to maintain the confidentiality and security
of your personal information. The following policy
is designed to help you understand what information
we collect from you and how we use that information
to serve your account.
Confidentiality and Security
We restrict access to nonpublic,
personal information about you to those employees
and agents who need to know that information to
provide products or services to you. We maintain
physical, electronic, and procedural safeguards
to protect your nonpublic, personal information.
We do not disclose any nonpublic, personal information
about our customers, potential customers or former
customers to anyone, except as permitted by law.
However, you agree that, unless you notify us
otherwise in writing, we may reveal the performance
or portfolio composition of your account in a
manner which does not reveal your identity.
Categories of Information
That We Collect
We collect nonpublic, personal information about
you from the following sources:
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Information
we receive from you on a Confidential Investor
Profile |
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Information
we receive from you on New Account applications,
Subscription Agreements, or other forms |
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Information
about your transactions with us, our affiliates,
or others |
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